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CRD# 5850102
Law
1983 J.D., University of Pennsylvania Law School
1984-Present Member, New York State Bar Assocation
1995-Present Member, American Immigration Lawyers Assocation (AILA)
United States Federal District Court, Southern and Eastern Districts of New York
Business
1984 M.B.A., Wharton School of Business, Graduate Division
CRD# 5850102Financial Industry Regulatory Authority
Bedminster Financial Group, Ltd.
Securities Investor Protection Corporation
Importance of SEC Registration
The regulation of “securities” (which includes not only stocks, but also limited partnership direct participation programs such as those offered by regional centers) began in early part of the 20th century as U.S. states began to adopt so-called “blue sky laws"
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